FLEXIBLE, BESPOKE COMPLIANCE SUPPORT

Rockstone Compliance And Risk Solutions Offer A Wide Range Of Services And Compliance Solutions Which Are Designed To Assist Those Who Are Regulated By The Financial Conduct Authority (FCA).

BECOMING DIRECTLY AUTHORISED

Whether you’re a member of a network and want to go directly authorised, or you’re looking to set up a new directly authorised firm, Rockstone Compliance can manage the application process with the FCA on your behalf.

MORTGAGE & INSURANCE ADVISERS

Rockstone Compliance can work with you to shape a unique and bespoke solution, ensuring that your regulatory obligations are met to a high professional standard.

CREDIT BROKERS

Rockstone Compliance can work with you to shape a unique and bespoke solution, ensuring that your regulatory obligations are met to a high professional standard.

EMPLOYEE ONBOARDING CHECKS

Ensuring that you are recruiting the right people for your business; Rockstone Compliance can provide you with an effective and reliable onboarding screening solution.

CONTACT

To learn more about how we can support your compliance needs, please call us on 0333 444 3103, or complete the short contact form below and we’ll be in touch.