Bespoke, Hands-On Compliance Support for Mortgage, Insurance & Credit Brokers
We provide tailored compliance solutions and services designed specifically for firms regulated by the Financial Conduct Authority (FCA), with a focus on the needs of mortgage, insurance, and consumer credit professionals.
Our services
We offer a bespoke approach to compliance, providing tailored guidance and support to each firm we work with. Our solutions are designed to be appropriate and proportionate to the nature, scale, and complexity of your business. We work exclusively on a retained basis, enabling us to deliver consistent, in-depth support and ongoing compliance management that meets the evolving needs of your firm.
Becoming directly authorised
Whether you’re a member of a network and want to go directly authorised, or you’re looking to set up a new directly authorised firm, Rockstone Compliance can manage the application process with the FCA on your behalf.
Mortgage and insurance advisers
Rockstone Compliance can work with you to shape a unique and bespoke solution, ensuring that your regulatory obligations are met to a high professional standard.
Credit brokers
Rockstone Compliance can work with you to shape a unique and bespoke solution, ensuring that your regulatory obligations are met to a high professional standard.
AML Registration Support
We specialise in supporting businesses through their AML registration with the Financial Conduct Authority (FCA), ensuring they meet all necessary obligations under AML regulations.
Contact us
To learn more about how we can support your compliance needs, please call or send us an email.