AML Registration Support

Navigating the Anti-Money Laundering (AML) registration process can be complex, especially for smaller lenders and bespoke financial firms operating as Annex 1 firms. We specialise in supporting businesses through their AML registration with the Financial Conduct Authority (FCA), ensuring they meet all necessary obligations under AML regulations.

Our comprehensive service provides end-to-end support throughout the registration process, helping you prepare the required documentation, develop AML policies, and implement effective risk assessments. Annex 1 firms must have robust AML frameworks in place, including customer due diligence (CDD), transaction monitoring, and reporting processes to detect and prevent financial crime. We ensure you understand your obligations, such as appointing a Money Laundering Reporting Officer (MLRO), conducting regular staff training, and maintaining clear record-keeping procedures.

Beyond registration, we offer retained support to help you stay compliant with ongoing AML obligations. With ever-evolving regulations, we provide continuous guidance, ensuring your policies and procedures remain aligned with current requirements. Our expertise in working with smaller lenders and bespoke financial firms means we deliver tailored solutions that fit your business needs.